Securities Investor Protection Corporation

Results: 794



#Item
201Hedge fund / Citigroup / Securities Investor Protection Corporation / Robert W. Baird & Co. / Financial economics / Investment / Finance

ASIA PACIFIC INSTITUTIONAL EQUITY: FULL-TIME ANALYST The Institutional Equity Division (IED) is a global leader in the origination, distribution and trading of equity, equity-linked and equity-derivative securities. The

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-23 18:54:18
202Securities Investor Protection Corporation / Securities Investor Protection Act / Occupations / Financial services / Broker / Investment Advisor / Financial adviser / Net capital rule / Financial economics / Investment / Finance

Microsoft Word - website SIPC-3 Dates left blank for user to fill in[removed]doc

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Source URL: sipc.org

Language: English - Date: 2014-04-21 14:18:29
203Finance / Morgan Stanley / Hedge fund / Prime brokerage / Net asset value / Securities Investor Protection Corporation / Financial economics / Investment / Financial services

EMEA FUND SERVICES: FULL-TIME ANALYST This wholly owned subsidiary of Morgan Stanley administers over $200 billion of hedge fund assets. Using the Firm’s proprietary, globally accessible technology platform, the busi

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-23 18:54:19
204Employment / Securities research / Discrimination / Morgan Stanley / Securities Investor Protection Corporation / Financial economics / Investment / Finance

Japan Equity Research: Full-Time Analyst The Equity Research department provides in-depth analysis of companies, industries and markets to assess the investment outlook in equities. It collects and analyzes financial in

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-23 18:54:18
205Finance / House of Morgan / Investment banks / Morgan Stanley / Investment banking / Citigroup / Securities Investor Protection Corporation / Discrimination / Investment / Financial economics / Primary dealers

EMEA SPRING INSIGHT ROTATIONAL PROGRAMME Morgan Stanley is a leader in providing the finest in financial thinking, products and execution for companies, governments and institutional investors from around the globe.

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Source URL: www.morganstanley.com

Language: English - Date: 2015-01-23 18:54:19
206Investment / Securities Investor Protection Corporation / Business / 73rd United States Congress / United States Securities and Exchange Commission / Financial markets / Securities Act / Mark-to-market accounting / Financial economics / Finance / United States securities law

Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities” 17 C.F.R. §§[removed]Adopted March, 1988

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Source URL: sipc.org

Language: English - Date: 2013-08-19 13:34:12
207Investment / Securities Investor Protection Corporation / Express trust / Trust law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Common law / Equity

Rules Identifying Accounts of “Separate Customers” of SIPC Members 17 C.F.R. §§[removed]As Amended Through June 1981

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Source URL: sipc.org

Language: English - Date: 2013-08-19 13:33:50
208United States securities law / Investment / Securities Investor Protection Corporation / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities Investor Protection Act / Security / Securities Exchange Act / Financial economics / Finance / Financial system

Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §[removed]As Amended through February 2014

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Source URL: sipc.org

Language: English - Date: 2014-02-14 16:29:16
209Economics / Bernard Madoff / Bankruptcy / Irving Picard / Securities Investor Protection Corporation / Participants in the Madoff investment scandal / Recovery of funds from the Madoff investment scandal / Madoff investment scandal / Business / Finance

Microsoft Word[removed]Extraterritoriality Opinion.docx

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Source URL: www.wlrk.com

Language: English - Date: 2014-07-08 09:47:36
210OMERS / SunGard / Financial markets / Financial Information eXchange / Short / Securities Investor Protection Corporation / Fidessa / Financial economics / Finance / Investment

InfoHedge Technologies Goes Live on SunGard Global Network for Securities for Seamless FIX Connectivity New York, NY, July 6th, 2011 – InfoHedge Technologies, a leading provider of IT services and solutions to the alte

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Source URL: www.infohedge.net

Language: English - Date: 2011-07-07 14:43:52
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